Scott Colyer – CEO

Scott Colyer is the CEO of Advisors Asset Management, Inc. (AAM), an institutional fixed income broker/dealer, investment advisor and Unit Investment Trust originator. Previously, Mr. Colyer served in the capacity of First Vice President of both Prudential Securities, Inc. and PaineWebber Inc. Mr. Colyer was the founder of the Sterling Companies in 1998 which merged with FIS in early 2002. With nearly 20 years industry experience, Mr. Colyer has become a highly respected and accomplished fixed income strategist and investment counselor. Mr. Colyer received his BA from Pittsburg State University distinguished academics in 1982. He earned his Juris Doctorate Cum Laude from Washburn University School of Law in 1985.

Randal J. Pegg – Executive Vice President

Randal J. Pegg is a Principal and Executive Vice President of the Structured Products division for Advisors Asset Management. Previously Mr. Pegg served as a Financial Consultant for Smith Barney providing investment advice and support to retail investors. Mr. Pegg has over sixteen years of investment experience with a majority of his career spent specifically in the fixed income arena. Over the past eight years, Mr. Pegg has provided educational seminars for financial planning organizations. He has supported the National Association of Personal Financial Advisors, the Financial Planners Association, and is now helping independent broker dealers understand the benefits of offering structured products to their clients. Randal graduated with a Bachelor of Science in Finance and Economics from Midwestern State University where he finished in the top 1% of students that competed in the National Collegiate Investment Challenge.

Brad Livingston - Vice President Structured Products

Brad Livingston is a Vice President of Structured Products for Advisors Asset Management. Brad has 12 years in the financial services industry working with such companies as MetLife and Citibank. It was with Citibank that Brad was the top producing financial executive every year he was eligible. It was also there he came to appreciate bonds, structured products, and other alternative investments. Brad holds a BBA in Marketing from Texas A&M University and an MBA in Finance from University of Texas at San Antonio.